PanMar has a lengthy record of successful investment banking transactions and a wealth of relationships in the financial services industry, particularly in the asset management sector. Our transaction experience covers a unique cross-section of strategic advisory and capital markets activities, combined with the structuring and distribution of investment funds and permanent capital vehicles.

The breadth and depth of this experience provides us valuable insight into the constantly evolving financial services industry and the strategic implications for our portfolio companies and clients, as well as the ability to advise on current financial, managerial, operational and investment product issues.

Capital Markets

The Global Asset Management Investment Banking team at UBS, led by PanMar’s Managing Partner, has been lead or book running manager of initial public offerings and follow-on financings for various prominent asset management companies in the US and UK. This provides our portfolio companies and clients with important hands-on experience on capital structure composition, accessing capital markets and managing Wall Street relationships.

Selected corporate capital markets transactions include the following:

Initial Public Offerings

£301 million

Ordinary Shares (LSE)

by

Ashmore Group PLC

$414 million

Common Stock (Nasdaq)

by

Calamos Asset Management, Inc.

£120 million

Ordinary Shares (AIM)

by

Charlemagne Capital Limited

$98 million

Common Stock (NYSE)

by

Cohen & Steers, Inc.

$333 million

Common Stock (NYSE)

by

Federated Investors, Inc.

£104 million

Ordinary Shares (AIM)

by

New Star Asset Management Group PLC

Follow-on Financings

$250 million

Convertible Bonds

by

BlackRock, Inc.

£314 million

Ordinary Shares (LSE)

by

HHG PLC

$300 million

Senior Notes

by

AMVESCAP PLC

$400 million

Floating Rate Notes

by

Man Group plc

$550 million

Senior Notes

by

John Nuveen & Co.

$1.3 billion

Common Stock (NYSE)  of

John Nuveen & Co.

by

St. Paul Companies